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Beyond the Atmosphere:
Early Years of Space Science
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- CHAPTER 18
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- POLITICAL CONTEXT
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- [299] Sputnik I
got the attention of an entire
world. In various ways political and scientific organizations made
their interests in space research and applications known. It
seemed natural, for example, for the staff of the North Atlantic
Treaty Organization to suggest cooperative efforts in space under
the aegis of NATO. In spite of their superficial reasonableness,
these overtures were not supported by Department of State or NASA
managers, primarily because a cooperative program under NATO would
reintroduce those military overtones Congress had already rejected
in not assigning the [300] U.S. space
program to the Pentagon. Thus, in spite of his long association
with NATO's Advisory Group for Advanced Research and Development,
Dryden, with guidance from the State Department, turned down these
suggestions from the NATO staff, pointing out that individual NATO
countries could cooperate with NASA on their own initiative
without invoking the NATO name.
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- The United Nations was another matter.
Here among a large number of the world's nations, a deep interest
was to be expected in activities that would fly rockets and
spacecraft over the sovereign territories of U.N. members. On 19
November 1958, the United States and 19 other countries jointly
introduced a resolution into the General Assembly of the United
Nations calling for the creation of an ad hoc committee on the
peaceful uses of outer space.1 The committee was established in December and met
from 6 May to 25 June 1959 at U.N. Headquarters in New York City
to discuss a variety of subjects related to international interest
in space matters.2 It was soon realized that the United Nations was in
no position to assume operational responsibilities in a space
program -although for a brief period there was some discussion of
such things as launching sites run by an organ of the United
Nations. International competence in science resided in the
International Council of Scientific Unions and its unions, while
many aspects of practical applications of space would apparently
fall under already existing U.N. organizations such as the World
Meteorological Organization and the International
Telecommunications Union. As a consequence the ad hoc committee
recommended against the creation of either a new agency or any
sort of central control for space activities. Instead it was
suggested that there be a focal point-in the nature of an
international secretariat-to facilitate international cooperation
in the peaceful uses of space.3
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- Differences of view between the United
States and the Soviet Union tended to dominate the discussions in
the committee for the first two years or so. The Soviet Union
wished to establish at the outset a set of general principles to
guide space activities, while the United States preferred to
develop an international policy by practice, moving step by step
with individual, limited agreements. After extensive exploratory
discussion, the way was clear to move ahead on a firmer basis, and
General Assembly resolution 1721 created a permanent Committee on
the Peaceful Uses of Outer Space with 28
members.4 The resolution became a basic document on space,
among other things commending to member states that international
law apply to outer space and celestial bodies, that both space and
celestial bodies be free to all and not subject to national
appropriation, and that member states should report space
launchings to the U.N. for registration.5
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- The permanent committee provided for two
subcommittees, one legal, the other scientific and technical.
Although the deliberations of the Legal Subcommittee occasionally
touched upon the interests of the scientists, the [301] other
subcommittee usually provided the forum for space science matters.
The function of the committee and its subcommittees was regarded
as one of aiding and encouraging members rather than one of
getting into operational programs. In this vein, at the meeting of
the Scientific and Technical Subcommittee in Geneva in May and
June 1962, the subcommittee gave special attention to helping the
less developed countries to pursue some of their interests in
space. Much discussion was devoted to training and education for
scientists and engineers of the smaller countries, and various
means of meeting this need were recommended. The subcommittee
recommended publication of information on national space programs
and of technical information needed by nations just beginning
space research. A major recommendation asked for United Nations
sponsorship of sounding rocket ranges that met prescribed
conditions, including openness and accessibility to all member
states.6
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- By the next year India, with assistance
from a number of countries in supplying launchers, tracking
equipment, computers, and aircraft, was well along in construction
of a sounding rocket range on the geomagnetic equator at Thumba.
Since the range was to be operated in keeping with the principles
laid down by the United Nations, U.N. sponsorship was accorded the
range, under which aegis India hosted a great many launchings by
other nations.7
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- When, half a decade later, in August of
1968, the committee sponsored a symposium on the peaceful uses of
outer space, space had become big business; and almost fourscore
countries participated in one way or another. Administrator Webb
considered the symposium of sufficient importance to attend in
person. The United States, the Soviet Union, and numerous other
countries could report on a wide variety of space science results.
As a prelude to the imminent American manned flights to the moon,
both the U.S. and the USSR reviewed results from their unmanned
lunar spacecraft. On the science side problems were minimal; but
some knotty questions were raised in space applications, such as
international cooperation in commercial space communications
systems and the delicate subject of space photography for
earth-resource surveys. In earth-resource photography, the
prospect of substantial benefits to themselves led the countries
to acquiesce, at least as far as accepting research satellites.
Operational satellites were a question that could be resolved
later.8 These questions, bearing on international relations
in space applications, are beyond the scope of this book.
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- The natural arena for international
cooperation in space science was that of the International Council
of Scientific Unions, which had sponsored the International
Geophysical Year. As might have been expected, IGY spawned a
number of continuing activities, for which special committees were
formed, such as the Special Committee for Antarctic Research and
the Special Committee for Oceanographic Research. Among them was
the Committee on Space Research (COSPAR).9
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- [302] For a brief
period substantial difficulties loomed. Miffed at the high
proportion of Western representation on the committee, the Soviet
Union chose to introduce political considerations into sessions of
the nonpolitical COSPAR. At the March 1959 meeting in The Hague,
Prof. E. K. Federov a tough, hard-line negotiator, showed up
instead of Anatoly Blagonravovto represent the USSR. Federov's
insistence that not only Soviet bloc countries, but also the
Ukraine and Byelorussia, should be admitted to COSPAR as
independent members evoked a general consternation. American
attendees pointed out that this was like asking that a couple of
states like Texas and New York be members in addition to the
United States. The committee would not go along, and Federov read
what was apparently a prepared statement that under the
circumstances the USSR would not be able to participate in the
Committee on Space Research.10
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- It looked as though COSPAR might have to
proceed without the participation of one of the two major
launching nations. But the U.S. delegate, Richard Porter, put
forth a counterproposal that any nation interested in and engaged
in some way in space activities could be a member of the
committee. Porter's motion was adopted, paving the way for
admitting Soviet bloc countries. Also the committee agreed to
accept on its Executive Committee a Soviet vice president and a
U.S. vice president, thus assuring both countries of permanent
positions on the executive body of COSPAR. With these compromises,
the Soviets did not pull out, and for future meetings Blagonravov
returned as the Soviet representative.
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- There were two kinds of membership in COS
PAR-representation from a number of interested scientific unions,
like the Unions of Geodesy and Geophysics, Scientific Radio,
Astronomy, and Pure and Applied Physics; and national members. The
former provided the ties with the international scientific
organizations. But the ultimate strength of COSPAR lay in the
national memberships, for, as with the International Geophysical
Year, the individual countries would pay for and conduct research.
When at the same March 1959 meeting attended by Federov the United
States offered to assist COSPAR members in launching scientific
experiments and satellites, the future of COSPAR seemed
assured.11
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- COSPAR met annually, varying the place of
meeting to give different countries the opportunity to act as
host. The sessions consisted normally of two parts, a scientific
symposium on recent space science results or on some topic of
importance to space science,12 and discussions of plans and problems. To
facilitate the latter, working groups were established with
appropriate representation from interested countries and unions.
Perhaps the most notable, and controversial, of these was the
group set up to look into undesirable side effects of space
activities. Because of concerns in the scientific community over
possible compromise of other scientific activities by space
research-for example, interference of radio signals from
satellites with ground-based radio astronomy-the International
Council of Scientific [303] Unions
passed a resolution in 1961 calling on COSPAR to examine proposed
experiments that might have potentially undesirable effects on
scientific activities and observations, and to make careful
analyses and quantitative studies available to scientists and
governments.13 COSPAR responded with resolution 1 (1962) setting
up a Consultative Group on Potentially Harmful Effects of Space
Experiments, under the chairmanship of Vikrarn Sarabhai, physicist
and later head of India's atomic energy
agency.14 There were representatives from the two major
launching countries, Russia and America, and several "neutral"
members. The president of COSPAR, H. C. van de Hulst, felt the
consultative group's task sufficiently important that he himself
should also serve. The group plunged into a study of such matters
as the effects of rocket exhausts on the atmosphere and of
high-altitude nuclear explosions on the earth's radiation
belts.
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- The purpose of the consultative group was
initially scientific but the subject was bound in time to bring in
political considerations. At the May 1963 meetings of the
Scientific and Technical Subcommittee of the Committee on the
Peaceful Uses of Outer Space, Soviet Delegate Blagonravov kept
bringing up the matter of U.S. high-altitude nuclear tests and the
West Ford experiment, which placed clouds of tiny copper needles
in orbit to test their usefulness for reflecting radio signals
from one point on the ground to another.15 On 20 May 1963 he delivered a blast against the
United States, accusing it of fostering war and ignoring the
welfare of the world and world science. His remarks were utterly
cynical in that the Soviet nuclear tests had put much more
radiation into the lower atmosphere than had U.S. experiments.
Also, careful analyses of West Ford had shown that the metallic
dipoles would not adversely affect ground-based radio astronomy, a
conclusion that the Soviet Union did not refute. Continuing to
press the matter, on 21 May 1963 Blagonravov submitted a paper on
contamination of outer space, urging that the U.N. committee ask
the Committee on Space Research to study the harmful effects of
such experiments in outer space.16 Again the cynicism of the Soviet delegates was
apparent in that they consistently showed little interest in the
COSPAR consultative group and had a very poor attendance record at
its meetings. Their greater concern with the political issues than
with the scientific aspects of the subject was apparent.
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- The most persistent task of the
consultative group had to do with the protection of the moon and
planets from biological contamination. If there was life, or
evidence of past life, or evidence of how the chemistry of a
planet evolves toward the formation of life, on any other
planetary body, life scientists wanted to preserve the opportunity
to study that evidence uncompromised by any form of terrestrial
contamination.
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no means had to start from scratch. As far back as 1956 the
International Astronautical Federation had begun to worry about
interplanetary contamination. Sputnik I called
forth [304] similar concerns in the U.S. Academy of
Sciences, and on 8 February 1958 the academy passed a resolution
urging that "scientists plan lunar and planetary studies with
great care and deep concern so that initial operations do not
compromise and make impossible forever after critical scientific
experiments." Lloyd Berkner, president of the International
Council of Scientific Unions, carried the resolution to ICSU,
which in March of 1958 established an ad hoc Committee on
Contamination by Extraterrestrial Exploration, with Marcel
Florkin, Belgian biologist, as president. The committee developed
a code of conduct for space missions and continued for a number of
years to work and advise on problems. The COSPAR consultative
group inherited the mantle along with the work and thinking of the
ad hoc committee.
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- The aims were simple, but the problems
were exceedingly complex and difficult to resolve. One could not
ask for 100 percent sterility in planetary and interplanetary
spacecraft. To seek such an unachievable goal would be
prohibitively expensive. It was necessary, therefore, to deal with
probabilities, and to seek to keep at an acceptably low figure the
probability that planets of interest might be contaminated. The
scientists had to work out a compromise between asking for so low
a probability that the costs of engineering spacecraft to
prescribed standards would be forbiddingly high and allowing so
high a probability that the chances of compromising scientific
research were too great. Unfortunately, as with many questions
dealing with probabilities, there were a great many opinions as to
what probabilities were reasonable and as to how to go about the
engineering. The interminable discussions of the scientists were a
vexation to the engineers who had to translate prescribed
standards into engineering criteria. All in all, it took a decade
to agree on an international set of objectives. At its 12th
plenary session in Prague, 11-24. May 1969, the Committee on Space
Research reaffirmed the basic objective of keeping the probability
of contaminating Mars and other planets at or below one part in a
thousand an anticipated period of biological exploration. The
period was taken or to be 20 years, extending through 1988, during
which period it was estimated that approximately 100 missions
would be flown.17
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- Requirements were more easily stated than
met. Unsterilized. Space probes meant to fly by planets in the
period concerned had to be so aimed that their combined
probabilities of hitting and contaminating the planets should
remain within the stated limit. Also, spacecraft to land on a
planet had to be so designed and treated-by exposure to lethal
radiations, chemical cleansing, or heating-that again the combined
probabilities of producing contamination for all spacecraft landed
during the period should remain within the established
limit.
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- Opinions differed considerably as to how
the evolving requirements should be translated into engineering
criteria for the construction and processing of spacecraft. The
United States tried to facilitate the discussion of
[305] this complex subject at COSPAR meetings by
describing in detail the processing of its spacecraft. The Soviet
Union, on the other hand, consistently refused to give details,
saying only that it would decontaminate its spacecraft. This
refusal to participate openly generated considerable uneasiness
among scientists from the other countries, for proper protection
of the planets from contamination could be achieved only by the
full cooperation of all. Laxness on the part of only one country
could vitiate the efforts of others to preserve this scientific
opportunity, which once lost could never be recovered.
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- The United States spent many millions of
dollars developing materials, components, and techniques for
producing planetary spacecraft that were as close to sterile as
possible. One had to accept on faith that the USSR was doing the
same sort of thing. But when it came to the moon, after some
initial attempts to develop sterile or nearly sterile spacecraft,
a revolt set in. The extremely low probability of finding any
lunar life, or of propagating any terrestrial life deposited on
the moon, led NASA, vigorously supported by the physicists, to
insist that "cleanliness" as opposed to sterility was enough.
Although the life scientists objected, this policy prevailed for
the moon.
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- Such were the problems taken up in the
various COSPAR working groups, although most problems did not have
the drama associated with them that those of the consultative
group displayed. Members developed plans for cooperative
meteorological programs, solar studies including eclipse
expeditions, geodetic observations, and the like. But, as with the
International Geophysical Year, it would be the member nations
that would carry out the planned programs. Accordingly most actual
cooperative projects took place between pairs or small groups of
nations.
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